00204 资本界金控 上市文件：暂定配额通知书
To be valid, the whole of this Provisional Alotment Leter must be returned.
暂定配额通知书必须整份交回方为有效。
IMPORTANT
重要提示
Reference is made to the prospectus isued by Capital Realm Financial Holdings Group Limited (the “Company”) dated 21 July 2025
in relation to the Rights Isue (the “Prospectus”). The PAL should be read in conjunction with the Prospectus. Capitalised terms used
herein shal have the same meanings as those defined in the Prospectus unles the context requires otherwise.
兹提述资本界金控集团有限公司（「本公司」）就供股刊发日期为二零二五年七月二十一日之供股章程（「供股章程」）。
暂定配额通知书应与供股章程一并阅览。除文义另有所指外，本暂定配额通知书所用词汇与供股章程所界定者具
有相同涵义。
THIS PROVISIONAL ALOTMENT LETER (“PAL”) IS VALUABLE AND TRANSFERABLE AND REQUIRES YOUR
IMEDIATE ATENTION. THE OFER CONTAINED IN THIS PAL WIL EXPIRE AT 4:00 P.M. ON MONDAY, 4 AUGUST
2025 (OR SUCH LATER DATE AND/OR TIME AS MENTIONED IN THE PARAGRAPH HEADED “EFECT OF BAD
WEATHER OR EXTREME CONDITIONS ON THE LATEST TIME FOR ACEPTANCE OF AND PAYMENT FOR THE
RIGHTS SHARES” BELOW).
本暂定配额通知书（「暂定配额通知书」）乃具有价值及可转让，务请即时处理。本暂定配额通知书所载之要约将于
二零二五年八月四日（星期一）下午四时正（或根据下文「恶劣天气或极端情况对接纳供股份并缴付股款之最后时
限之影响」一段所述之较后日期及╱或时间）截止。
IF YOU ARE IN ANY DOUBT AS TO ANY ASPECT OF THIS PAL OR AS TO THE ACTION TO BE TAKEN, YOU SHOULD
CONSULT YOUR STOCKBROKER, LICENSED DEALER IN SECURITIES OR REGISTERED INSTITUTION IN SECURITIES,
BANK MANAGER, SOLICITOR, PROFESIONAL ACOUNTANT OR OTHER PROFESIONAL ADVISERS.
阁下如对本暂定配额通知书任何方面或应采取之行动有任何疑问，应咨询 阁下之股票经纪、持牌证券交易商或
注册证券机构、银行经理、律师、专业会计师或其他专业顾问。
A copy of this PAL, together with a copy of the Prospectus and other documents specified in the paragraph headed “24. DOCUMENTS
DELIVERED TO THE REGISTRAR OF COMPANIES IN HONG KONG” in Apendix I to the Prospectus, have ben registered with
the Registrar of Companies in Hong Kong as required by Section 342C of the Companies (Winding Up and Miscelaneous Provisions)
Ordinance (Chapter 32 of the Laws of Hong Kong). The Registrar of Companies in Hong Kong, the Stock Exchange and the Securities
and Futures Comision of Hong Kong take no responsibility as to the contents of any of these documents.
本暂定配额通知书之文本连同供股章程及于供股章程附录三「24. 送呈香港公司注册处长之文件」一段所述其他
文件之文本，已按香港法例第32章公司（清盘及杂项条文）条例第342C条之规定送呈香港公司注册处长进行登记。
香港公司注册处长、联交所及香港证券及期货事务监察委员会对任何此等文件之内容概不负责。
Hong Kong Exchanges and Clearing Limited, the Stock Exchange and HKSC take no responsibility for the contents of this PAL, make
no representations as to its acuracy or completenes and expresly disclaim any liability whatsoever for any los howsoever arising from
or in reliance upon the whole or any part of the contents of this PAL.
香港交易及结算所有限公司、联交所及香港结算对本暂定配额通知书之内容概不负责，对其准确性或完整性亦不
发表任何声明，并明确表示概不就因本暂定配额通知书全部或任何部分内容而产生或因倚赖该等内容而引致之任
何损失承担任何责任。
Dealings in the Shares and the Rights Shares in both their nil-paid form and fuly-paid form may be setled through CAS and you
should consult your stockbroker, licensed dealer in securities or registered institution in securities, bank manager, solicitor, profesional
acountant or other profesional advisers for details of these setlement arangements and how such arangements may afect your rights
and interests.
股份及供股份（以未缴股款及缴足股款形式）之买卖可透过中央结算系统交收，务请咨询 阁下之股票经纪、持
牌证券交易商或注册证券机构、银行经理、律师、专业会计师或其他专业顾问，以了解有关交收安排及该等安排
对 阁下权利及权益之影响之详情。
Subject to the granting of the listing of, and the permision to deal in, the Rights Shares (in both their nil-paid and fuly-paid forms) on
the Stock Exchange as wel as compliance with the stock admision requirements of HKSC, the Rights Shares (in both their nil-paid
and fuly-paid forms) wil be acepted as eligible securities by HKSC for deposit, clearance and setlement in CAS with efect from
the respective comencement dates of dealings in the Rights Shares in both their nil-paid and fuly-paid forms on the Stock Exchange,
or such other dates as determined by HKSC. Setlement of transactions betwen participants of the Stock Exchange on any trading day
is required to take place in CAS on the second trading day thereafter. Al activities under CAS are subject to the General Rules of
HKSC and HKSC Operational Procedures in efect from time to time.
待供股份（以未缴股款及缴足股款形式）获批准于联交所上市及买卖以及遵守香港结算之股份接纳规定后，供股
股份（以未缴股款及缴足股款形式）将获香港结算接纳为合资格证券，可自该等未缴股款及缴足股款供股份各自
于联交所开始买卖日期或香港结算厘定之有关其他日期起于中央结算系统内寄存、结算及交收。联交所参与者之
间于任何交易日进行之交易须于其后第二个交易日在中央结算系统内进行交收。在中央结算系统进行之一切活动
均须依据不时生效之香港结算一般规则及香港结算运作程序规则进行。
Al times and dates stated in this PAL refer to Hong Kong local times and dates.
本暂定配额通知书所述所有时间及日期均指香港本地时间及日期。
In case of any inconsistency betwen the English and Chinese versions of this PAL, the English version wil prevail.
倘本暂定配额通知书之中英文版本有任何歧义，概以英文版本为准。
This PAL and al aplications pursuant to it shal be governed by and construed in acordance with the laws of Hong Kong.
本暂定配额通知书及据此作出的所有申请均须受香港法例规管及按其诠释。
PAL-1
Name of bank on which cheque/banker’s cashier order is drawn:
支票╱银行本票之付款银行名称：
Cheque/banker’s cashier order number:
支票╱银行本票号码：
Please insert your contact telephone number here:
请在此填上 阁下之联络电话号码：
A SEPARATE CHEQUE OR BANKER’S CASHIER ORDER MUST ACOMPANY EACH APLICATION
NO RECEIPT WIL BE GIVEN FOR REMITANCE
每份申请表格须随附一张独立开出之支票或银行本票
本公司将不会发出股款收据
Form A
表格甲
(Stock Code: 204)
(Incorporated in the Cayman Islands and continued in Bermuda with limited liability)
（股份代号：204）
（于开曼群岛注册成立并于百慕达续存之有限公司）
资本界金控集团有限公司
CAPITAL REALM FINANCIAL HOLDINGS GROUP LIMITED
RIGHTS ISUE ON
THE BASIS OF THRE (3) RIGHTS SHARES
FOR EVERY ONE (1) SHARE HELD ON THE RECORD DATE
AT THE SUBSCRIPTION PRICE OF HK$1.00 PER RIGHTS SHARE
PAYABLE IN FUL ON ACEPTANCE BY NO LATER THAN
4:00 P.M. ON MONDAY, 4 AUGUST 2025
按于记录日期每持有一(1)股份
可获发三(3)股供股份之基准
以每股供股份1.00港元之认购价
进行供股
股款须不迟于二零二五年八月四日（星期一）下午四时正接纳时全数缴足
PROVISIONAL ALOTMENT LETER
暂定配额通知书
Registered ofice:
Clarendon House
2 Church Stret
Hamilton HM11
Bermuda
Principal place of busines
in Hong Kong:
Unit 1701, 17/F.
Wai Fung Plaza
664 Nathan Road
Mongkok
Kowlon
Hong Kong
注册办事处：
Clarendon House
2 Church Stret
Hamilton HM11
Bermuda
香港主要营业地点：
香港
九龙
旺角
弥敦道 664 号
惠丰中心
17 楼 1701 室
21 July 2025
二零二五年七月二十一日
Branch share registrar and
transfer ofice in Hong Kong:
Union Registrars Limited
Suites 3301-04, 33/F.
Two Chinachem Exchange Square
338 King’s Road
North Point
Hong Kong
香港股份过户登记分处：
联合证券登记有限公司
香港
北角
英皇道338号
华懋交易广场2期
33楼3301-04室
Total number of Shares registered in your name(s) on Friday, 18 July 2025
于二零二五年七月十八日（星期五）以 阁下名义登记之股份总数
BOX A
甲栏
Number of Rights Shares provisionaly aloted to you subject to payment in ful
on aceptance by no later than 4:00 p.m. on Monday, 4 August 2025
暂定配发予 阁下之供股份数目，惟须不迟于二零二五年八月四日（星
期一）下午四时正接纳时全数缴足股款方可作实
BOX B
乙栏
Total subscription monies payable on aceptance in ful
接纳时应全数缴足之认购股款总额
BOX C
丙栏HK$
港元
Name(s) and adres of the Qualifying Shareholder(s)
合资格股东姓名及地址
Provisional Alotment Leter No.
暂定配额通知书编号
PAL-2
| Existing Shareholder(s) Please mark “X” in this box 现有股东请在本栏内填上「X」号 | |||
|---|---|---|---|
| To be completed in BLOCK letters in ENGLISH. Joint applicants should give the address of the first-named applicant only. 请用英文正楷填写。联名申请人仅需填写排名首位申请人之地址。 For Chinese applicant(s), please provide your name in both English and Chinese. 华裔申请人请填写中英文姓名。 | |||
| Name in English 英文姓名 | Family name/Company name 姓氏╱公司名称 | Other name(s) 名字 | Name in Chinese 中文姓名 |
| Names of joint applicant(s) in English (if applicable) 联名申请人英文姓名（如适用） | |||
| Address in English (joint applicants should give the address of the first-named applicant only) 英文地址（联名申请人仅需填写 排名首位申请人之地址） | |||
| Occupation 职业 | Telephone no. 电话号码 | ||
| Dividend instructions 股息指示 | |||
| Name and address of bank 银行名称及地址 | Bank account number 银行账户号码 | ||
IN THE EVENT OF TRANSFER OF RIGHTS TO SUBSCRIBE FOR RIGHTS SHARE(S), HONG KONG AD VALOREM STAMP DUTY IS PAYABLE ON
EACH SALE AND EACH PURCHASE. A GIFT OR TRANSFER OF BENEFICIAL INTEREST OTHER THAN BY WAY OF SALE IS ALSO LIABLE TO
HONG KONG AD VALOREM STAMP DUTY. EVIDENCE OF PAYMENT OF HONG KONG AD VALOREM STAMP DUTY WIL BE REQUIRED BEFORE
REGISTRATION OF ANY TRANSFER OF THE RIGHTS TO SUBSCRIBE FOR THE RIGHTS SHARE(S) REPRESENTED BY THIS PAL.
于转让认购供股份之权利时，每宗买卖均须缴付香港从价印花税。实益权益之馈赠或转让（而非出售）亦须缴付香港从价印花税。于登记本暂定配额通知书
所述任何转让认购供股份之权利前，须出示已缴付香港从价印花税之证明。
FORM OF TRANSFER AND NOMINATION
转让及提名表格
Form B
表格乙
(To be completed and signed only by the Qualifying Shareholder(s) who wish(es)
to transfer al of his/her/its/their right(s) to subscribe for the Rights Shares comprised herein)
（仅供拟悉数转让其╱彼等于本暂定配额通知书所列供股份认购权之合资格股东填写及签署）
To: The Directors,
Capital Realm Financial Holdings Group Limited
致: 资本界金控集团有限公司
列位董事 台照
Dear Sirs and Madams,
I/We hereby transfer al of my/our rights to subscribe for the Rights Shares comprised in this PAL to the person(s) acepting the same and signing the registration aplication form (Form
C) below.
敬启者：
本人╱吾等谨将本暂定配额通知书所述本人╱吾等之供股份认购权悉数转让予接受此权利并签署以下登记申请表格（表格丙）之人士。
1 2 3 4
Signature(s) of the Qualifying Shareholders (al joint Shareholders must sign)合资格股东签署（所有联名股东均须签署）
Date: 2025
日期：二零二五年
Hong Kong ad valorem stamp duty is payable in conection with the transfer of rights to subscribe for the Rights Shares.
转让认购供股份之权利须缴付香港从价印花税。
REGISTRATION APLICATION FORM
登记申请表格
Form C
表格丙
(To be completed and signed only by the person(s) to whom the rights to subscribe
for the Rights Shares have ben transfered)
（仅供承让供股份认购权之人士填写及签署）
To: The Directors,
Capital Realm Financial Holdings Group Limited
致: 资本界金控集团有限公司
列位董事 台照
Dear Sirs and Madams,
I/We request you to register the number of Rights Shares mentioned in Box B of Form A in my/our name(s). I/We agre to acept the same on the terms embodied in this PAL
and the Prospectus and subject to the memorandum of continuance and bye-laws of the Company.
敬启者：
本人╱吾等谨请 阁下将表格甲之乙栏所列的供股份数目登记于本人╱吾等名下。本人╱吾等同意按照本暂定配额通知书及供股章程所载条款，以及在本公司的
续存大纲及细则规限下，接纳此等供股份。
银行名称及地址银行账户号码
1 2 3 4
Signature(s) of aplicant(s) (al joint aplicants must sign)
申请人签署（所有联名申请人均须签署）
Date: 2025
日期：二零二五年
Hong Kong ad valorem stamp duty is payable in conection with the aceptance of rights to subscribe for the Rights Shares.
接纳认购供股份之权利须缴付香港从价印花税。
PAL-3
TO ACEPT THE PROVISIONAL ALOTMENT OF THE RIGHTS SHARES AS SPECIFIED IN THIS PAL IN FUL,
YOU MUST LODGE THIS PAL INTACT WITH THE REGISTRAR, UNION REGISTRARS LIMITED, AT SUITES 3301-
04, 33/F., TWO CHINACHEM EXCHANGE SQUARE, 338 KING’S ROAD, NORTH POINT, HONG KONG, TOGETHER
WITH A REMITANCE, BY CHEQUE OR BANKER’S CASHIER ORDER, IN HONG KONG DOLARS FOR THE FUL
AMOUNT SHOWN IN BOX C OF FORM A SO AS TO BE RECEIVED BY THE REGISTRAR NO LATER THAN 4:00
P.M. ON MONDAY, 4 AUGUST 2025 (OR, UNDER BAD WEATHER CONDITIONS AND/OR EXTREME CONDITIONS,
SUCH LATER TIME OR DATE AS MENTIONED IN THE PARAGRAPH HEADED “EFECT OF BAD WEATHER OR
EXTREME CONDITIONS ON THE LATEST TIME FOR ACEPTANCE OF AND PAYMENT FOR THE RIGHTS
SHARES” IN THE ENCLOSED SHET). AL REMITANCES MUST BE MADE IN HONG KONG DOLARS BY
CHEQUES WHICH MUST BE DRAWN ON AN ACOUNT WITH, OR BANKER’S CASHIER ORDERS WHICH MUST
BE ISUED BY, A LICENSED BANK IN HONG KONG AND MADE PAYABLE TO “CAPITAL REALM FINANCIAL
HOLDINGS GROUP LIMITED” AND CROSED “ACOUNT PAYE ONLY”.
INSTRUCTIONS ON TRANSFER AND SPLITING ARE ALSO SET OUT IN THE ENCLOSED SHET.
NO RECEIPT WIL BE GIVEN FOR SUCH REMITANCE.
Each person acepting the provisional alotment specified in this PAL confirms that he/she/it has read the terms and conditions
and aceptance procedures set out in the enclosed shet and in the Prospectus and agres to be bound by them.
阁下如欲全数接纳本暂定配额通知书所述供股份的暂定配额，须不迟于二零二五年八月四日（星期一）下午四
时正（或于恶劣天气及╱或极端情况下根据附页「恶劣天气或极端情况对接纳供股份并缴付股款之最后时限之
影响」一段所述之较后日期或时间）将本暂定配额通知书整份连同表格甲之丙栏所示的港元全数股款的支票或银
行本票送达过户登记处联合证券登记有限公司（地址为香港北角英皇道338号华懋交易广场2期33楼3301-04室）。
所有股款须以港元缴付，并以香港持牌银行账户开出的支票或香港持牌银行发出的银行本票支付，以「CAPITAL
REALM FINANCIAL HOLDINGS GROUP LIMITED」为收款人，并以「只准入抬头人账户」划线方式开出。
有关转让及分拆的指示载于附页。
本公司将不会就有关股款发出收据。
接纳本暂定配额通知书所载暂定配额的每位人士均确认其已阅读附页及供股章程所载条款及条件以及接纳手续，并同意
受其约束。
PAL-4
资本界金控集团有限公司
(Stock Code: 204)
(Incorporated in the Cayman Islands and continued in Bermuda with limited liability)
CAPITAL REALM FINANCIAL HOLDINGS GROUP LIMITED
21 July 2025
Dear Qualifying Shareholder(s),
INTRODUCTION
Reference is made to the prospectus of Capital Realm Financial Holdings Group Limited dated 21 July 2025 in relation to the
Rights Isue (the “Prospectus”). Terms defined in the Prospectus shal have the same meanings when used herein unles the
context otherwise requires. In acordance with the terms set out in the Prospectus, the Directors have provisionaly aloted
to you a number of Rights Shares on the basis of thre (3) Rights Shares for every one (1) Share held and registered in your
name(s) as at the Record Date (i.e. Friday, 18 July 2025) at a subscription price of HK$1.00 per Rights Share. Your holding of
Shares as at the Record Date is set out in Box A in Form A and the number of Rights Shares provisionaly aloted to you is set
out in Box B in Form A.
The Rights Shares, when aloted, isued and fuly paid, shal rank pari pasu in al respects with the Shares then in isue,
including the right to receive al dividends and distributions which may be declared, made or paid with a record date which fals
on or after the date of alotment of the Rights Shares in their fuly-paid form.
Subject to the granting of the listing of, and the permision to deal in, the Rights Shares (in both their nil-paid and fuly-paid
forms) on the Stock Exchange as wel as compliance with the stock admision requirements of HKSC, the Rights Shares (in
both their nil-paid and fuly-paid forms) wil be acepted as eligible securities by HKSC for deposit, clearance and setlement
in CAS with efect from the respective comencement dates of dealings in the Rights Shares in both their nil-paid and
fuly-paid forms on the Stock Exchange, or such other dates as determined by HKSC. Setlement of transactions betwen
participants of the Stock Exchange on any trading day is required to take place in CAS on the second trading day thereafter.
Al activities under CAS are subject to the General Rules of HKSC and HKSC Operational Procedures in efect from time
to time.
The Rights Isue is subject to the fulfilment of the conditions of the Rights Isue as set out in the section headed “Leter from
the Board – Conditions of the Rights Isue” in the Prospectus at or prior to the latest time for the Rights Isue to become
unconditional (which is curently expected to be 4:00 p.m. on Thursday, 14 August 2025). If the conditions of the Rights Isue
are not fulfiled at or prior to the latest time for the Rights Isue to become unconditional, the Rights Isue wil not proced.
If the conditions of the Rights Isue are not fulfiled, the monies received in respect of aceptances of the Rights Shares wil
be returned to the Qualifying Shareholders or such other persons to whom the nil-paid Rights Shares shal have ben validly
transfered, or in case of joint aceptances, to the first-named person, without interest by means of cheques despatched by
ordinary post to their respective registered adreses at their own risk as son as practicable thereafter.
PAL-5
PROCEDURES FOR ACEPTANCE AND PAYMENT
To take up your provisional alotment in ful, you must lodge the whole of this PAL intact in acordance with the instructions
printed herein with the Registrar, Union Registrars Limited at Suites 3301–04, 33/F., Two Chinachem Exchange Square,
338 King’s Road, North Point, Hong Kong together with a remitance in Hong Kong dolars for the ful amount payable
on aceptance, as set out in Box C in Form A by no later than 4:00 p.m. on Monday, 4 August 2025 (or, under bad weather
conditions and/or extreme conditions, such later time or date as mentioned in the paragraph headed “EFECT OF BAD
WEATHER OR EXTREME CONDITIONS ON THE LATEST TIME FOR ACEPTANCE OF AND PAYMENT FOR
THE RIGHTS SHARES” below). Al remitances must be made in Hong Kong dolars by cheques which must be drawn on
an acount with, or by banker’s cashier orders which must be isued by, a licensed bank in Hong Kong and made payable to
“CAPITAL REALM FINANCIAL HOLDINGS GROUP LIMITED” and crosed “Acount Paye Only”. Such payment
wil constitute aceptance of the provisional alotment of the Rights Shares on the terms of this PAL and the Prospectus and
subject to the memorandum of continuance and bye-laws of the Company. No receipt wil be given for such remitances.
It should be noted that unles this PAL, together with the apropriate remitance for the amount shown in Box C in Form A,
has ben lodged with the Registrar for registration as described above by no later than 4:00 p.m. on Monday, 4 August 2025
(or, under bad weather conditions and/or extreme conditions, such later time or date as mentioned in the paragraph headed
“EFECT OF BAD WEATHER OR EXTREME CONDITIONS ON THE LATEST TIME FOR ACEPTANCE OF AND
PAYMENT FOR THE RIGHTS SHARES” below) whether by the original alote or any person to whom the provisional
alotment has ben validly transfered, the relevant provisional alotment and al rights and entitlements hereunder wil be
demed to have ben declined and wil be canceled. The Company is not obliged to but may, at its sole absolute discretion,
treat a PAL as valid and binding on the person(s) by whom or on whose behalf it is lodged even if the PAL is not completed
in acordance with the relevant instructions. The Company may require such incomplete PAL to be completed by the relevant
aplicants at a later stage.
NON-UNDERWRITEN BASIS
Subject to the fulfilment of the conditions of the Rights Isue, the Rights Isue wil proced on a non-underwriten basis
irespective of the level of aceptances of the provisionaly aloted Rights Shares. In the event of an undersubscription of
the Rights Isue, any Unsubscribed Rights Shares together with the ES Unsold Rights Shares wil be placed on a best efort
basis by the Placing Agents to independent places under the Placing. Any Unsubscribed Rights Shares or ES Unsold Rights
Shares remain not placed under the Placing wil not be isued by the Company and the size of the Rights Isue wil be reduced
acordingly. There are no aplicable statutory requirements under the laws of the Bermuda regarding minimum subscription
levels in respect of the Rights Isue.
As the Rights Isue wil proced on a non-underwriten basis, Shareholder who aplies to take up al or part of his/her/its
entitlement under the PAL may unwitingly incur an obligation to make a general ofer for the Shares under the Takeovers
Code. Acordingly, the Rights Isue wil be made on terms that the Company wil provide for the Shareholders (other than
HKSC Nomines Limited) to aply on the basis that if the Rights Shares are not fuly taken up, the aplication of any
Shareholder for his/her/its asured entitlement under the Rights Isue wil be scaled down to a level which does not triger an
obligation on part of the relevant Shareholder to make a general ofer under the Takeovers Code in acordance to the note to
Rule 7.19(5)(b) of the Listing Rules.
TRANSFER
If you wish to transfer al of your rights to subscribe for the Rights Shares provisionaly aloted to you hereunder, you must
complete and sign the “Form of Transfer and Nomination” (Form B) and hand this PAL to the person(s) to or through whom
you are transfering your rights. The transfere(s) must then complete and sign the “Registration Aplication Form” (Form C)
and lodge this PAL intact together with a remitance for the ful amount payable on aceptance as set out in Box C in Form A
with the Registrar, Union Registrars Limited at Suites 3301–04, 33/F., Two Chinachem Exchange Square, 338 King’s Road,
North Point, Hong Kong so as to be received by no later than 4:00 p.m. on Monday, 4 August 2025 (or, under bad weather
conditions and/or extreme conditions, such later time or date as mentioned in the paragraph headed “EFECT OF BAD
WEATHER OR EXTREME CONDITIONS ON THE LATEST TIME FOR ACEPTANCE OF AND PAYMENT FOR
THE RIGHTS SHARES” below).
It should be noted that Hong Kong ad valorem stamp duty is payable in conection with the transfer of your rights to subscribe
for the relevant Rights Shares to the transfere(s) and the aceptance by the transfere(s) of such rights.
PAL-6
SPLITING
If you wish to acept only part of your provisional alotment or transfer part of your rights to subscribe for the Rights Shares
provisionaly aloted hereunder, or to transfer part or al of your rights to more than one person, the original PAL must be
surendered and lodged for cancelation by no later than 4:00 p.m. on Friday, 25 July 2025 to the Registrar, Union Registrars
Limited at Suites 3301–04, 33/F., Two Chinachem Exchange Square, 338 King’s Road, North Point, Hong Kong, who wil
cancel the original PAL and isue new PALs in the denominations required, which wil be available for colection at the
Registrar’s adres set out above after 9:00 a.m. on the second Busines Day after your surender of the original PAL.
EFECT OF BAD WEATHER OR EXTREME CONDITIONS ON THE LATEST TIME FOR ACEPTANCE OF AND
PAYMENT FOR THE RIGHTS SHARES
The latest time for aceptance of and payment for the Rights Shares wil not take place as scheduled if there is a tropical
cyclone warning signal number 8 or above, or a “black” rainstorm warning or “extreme conditions” caused by super typhons
isued by the Hong Kong Observatory:
(i) in force in Hong Kong at any local time before 12:00 non and no longer in force after 12:00 non on the Latest Time for
Aceptance fals. Instead, the latest time for aceptance of and payment for the Rights Shares wil be extended to 5:00
p.m. on the same Busines Day; or
(i) in force in Hong Kong at any local time betwen 12:00 non and 4:00 p.m. on the date of the Latest Time for
Aceptance. Instead, the latest time for aceptance of and payment for the Rights Shares wil be rescheduled to 4:00 p.m.
on the folowing Busines Day which does not have either of those warning in force in Hong Kong at any time betwen
9:00 a.m. and 4:00 p.m.
If the latest time for aceptance of and payment for the Rights Shares does not take place on the curently scheduled date, the
dates mentioned in the “Expected timetable” in the Prospectus may be afected. The Company wil notify the Shareholders by
way of anouncement(s) on any change to the excepted timetable as son as practicable.
NO FRACTIONAL ENTITLEMENT
On the basis of provisional alotment of thre (3) Rights Shares for every one (1) Share held by the Qualifying Shareholders on
the Record Date, no fractional entitlements to the Rights Shares wil arise under the Rights Isue.
WARNING OF THE RISKS OF DEALING IN THE SHARES AND NIL-PAID RIGHTS SHARES
It should be noted that the Shares have ben dealt in on an ex-rights basis since Thursday, 10 July 2025. Dealings in the
Rights Shares in the nil-paid form wil take place from Wednesday, 23 July 2025 to Wednesday, 30 July 2025 (both days
inclusive). If any of the conditions of the Rights Isue is not fulfiled on Thursday, 14 August 2025, the Rights Isue wil
not proced.
Any Shareholder or other person dealing in the Shares and/or the nil-paid Rights Shares up to the date on which al the
conditions to which the Rights Isue are fulfiled wil acordingly bear the risk that the Rights Isue may not become
unconditional or may not proced.
Shareholders and potential investors of the Company are advised to exercise caution when dealing in the Shares and/
or the nil-paid Rights Shares. Any party (including Shareholders and potential investors of the Company) who is in
any doubt about his/her/its position or any action to be taken is recomended to consult his/her/its own profesional
adviser(s).
CHEQUES AND BANKER’S CASHIER ORDERS
Al cheques or banker’s cashier orders wil be presented for payment imediately upon receipt and al interest earned on such
monies (if any) wil be retained for the benefit of the Company. Completion and lodgment of a PAL together with a cheque or
banker’s cashier order in payment for the Rights Shares aplied for wil constitute a waranty by the aplicant that the cheque
or banker’s cashier order wil be honoured on first presentation. Without prejudice to its other rights in respect thereof, the
Company reserves the right to reject any PAL in respect of which the cheque or banker’s cashier order is dishonoured on first
presentation, and in that event the provisional alotment and al rights and entitlements thereunder wil be demed to have ben
declined and wil be canceled.
PAL-7
SHARE CERTIFICATES AND REFUND CHEQUES FOR THE RIGHTS ISUE
Subject to fulfilment of the conditions of the Rights Isue, share certificates for the fuly-paid Rights Shares are expected to
be posted on or before Wednesday, 20 August 2025 to those entitled thereto at their registered adreses by ordinary post at
their own risk. Each Shareholder wil receive one share certificate for al aloted Shares. If the Rights Isue does not become
unconditional, refund cheques without interest are expected to be posted on or before Wednesday, 20 August 2025 by ordinary
post to the respective aplicants, at their own risk, to their registered adreses.
DISTRIBUTION OF THIS PAL AND THE OTHER PROSPECTUS DOCUMENTS
The PAL shal only be sent to the Qualifying Shareholders.
The Prospectus Documents wil not be registered or filed under the aplicable securities legislation of any jurisdictions other
than Hong Kong. No action has ben taken to permit the ofering of the Rights Shares, or the distribution of the Prospectus
Documents, in any teritory other than Hong Kong.
Acordingly, no person receiving a copy of any of the Prospectus Documents in any teritory outside Hong Kong may treat it
as an ofer or invitation to aply for the Rights Shares, unles in a teritory such an ofer or invitation could lawfuly be made
without compliance with any registration or other legal or regulatory requirements thereof.
It is the responsibility of the Qualifying Shareholders outside Hong Kong wishing to make an aplication for the Rights
Shares to satisfy himself/herself/itself before acquiring any rights to subscribe for the Rights Shares as to the observance of
the laws and regulations of al relevant teritories, including the obtaining of any governmental or other consents, and to pay
any taxes and duties required to be paid in such teritory in conected therewith. Any aceptance of or aplication for Rights
Shares by any person wil be demed to constitute a representation and waranty from such person to the Company that these
local laws and requirements have ben fuly complied with. If you are in doubt as to your position, you should consult your
own profesional advisers. The Company reserves the right to refuse to acept any aplication for the Rights Shares where it
believes that doing so would violate the aplicable securities legislation or other laws or regulations of any jurisdiction. For the
avoidance of doubt, neither HKSC nor HKSC Nomines Limited wil give, or be subject to, any of the above representation
and waranty.
GENERAL
Lodgment of this PAL with, where relevant, the “FORM OF TRANSFER AND NOMINATION” (Form B) purporting to have
ben signed by the person(s) in whose favour it has ben isued shal be conclusive evidence of the title of the party or parties
lodging it to deal with the same and to receive split PALs and/or share certificates for the Rights Shares. Further copies of
the Prospectus are available at the Registrar, Union Registrars Limited, at Suites 3301–04, 33/F., Two Chinachem Exchange
Square, 338 King’s Road, North Point, Hong Kong.
PERSONAL DATA COLECTION–PAL
By completing, signing and submiting the forms acompanying this PAL, you agre to disclose to the Company, the Registrar
and/or their respective advisers and agents personal data and any information which they require about you or the person(s)
for whose benefit you have made the aceptance of the provisional alotment of Rights Shares. The Personal Data (Privacy)
Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”) provides the holders of securities with rights to
ascertain whether the Company or the Registrar holds their personal data, to obtain a copy of that data, and to corect any data
that is inacurate. In acordance with the Ordinance, the Company and the Registrar have the right to charge a reasonable fe
for the procesing of any data aces request. Al requests for aces to data or corection of data or for information regarding
policies and practices and the kinds of data held should be adresed to (i) the Company, at its registered ofice in Unit 1701,
17/F., Wai Fung Plaza, 664 Nathan Road, Mongkok, Kowlon, Hong Kong or as notified from time to time in acordance
with aplicable law, for the atention of the company secretary of the Company; or (i) (as the case may be) the Registrar at its
adres set out above for the atention of Privacy Compliance Oficer.
Yours faithfuly,
For and on behalf of
Capital Realm Financial Holdings
Group Limited
Deng Dongping
Chairman
PAL-8
（股份代号：204）
资本界金控集团有限公司
（于开曼群岛注册成立并于百慕达续存之有限公司）
资本界金控集团有限公司
CAPITAL REALM FINANCIAL HOLDINGS GROUP LIMITED
敬启者：
绪言
兹提述资本界金控集团有限公司就供股刊发日期为二零二五年七月二十一日之供股章程（「供股章程」）。除文义另
有所指外，本暂定配额通知书所用词汇与供股章程所界定者具有相同涵义。根据供股章程所载条款，董事已按在
记录日期（即二零二五年七月十八日（星期五）登记于 阁下名下每持有一(1)股份可获发三(3)股供股份之基准，
按每股供股份1.00港元之认购价向 阁下暂定配发供股份。 阁下于记录日期持有之股份数目列于表格甲之甲栏，
而 阁下获暂定配发之供股份数目列于表格甲之乙栏。
供股份一经配发、发行及悉数缴足，将在各方面与当时已发行股份享有同等权利，包括收取于缴足股款之供股
股份配发日期或以后之记录日期可能宣派、作出或派付之所有股息及分派之权利。
待供股份（以未缴股款及缴足股款形式）获批准于联交所上市及买卖以及遵守香港结算之股份接纳规定后，供股
股份（以未缴股款及缴足股款形式）将获香港结算接纳为合资格证券，可自该等未缴股款及缴足股款供股份各自
于联交所开始买卖日期或香港结算厘定之有关其他日期起于中央结算系统内寄存、结算及交收。联交所参与者之
间于任何交易日进行之交易须于其后第二个交易日在中央结算系统内进行交收。在中央结算系统进行之一切活动
均须依据不时生效之香港结算一般规则及香港结算运作程序规则进行。
供股须待供股成为无条件的最后时限（目前预期为二零二五年八月十四日（星期四）下午四时正）或之前达成供股章
程内「董事会函件 — 供股之条件」一节所载供股的条件，方告作实。倘于供股成为无条件的最后时限或之前尚未达
成供股的条件，则供股将不会进行。
倘供股条件未能达成，则就获接纳之供股份已收取之股款，将于可行情况下尽快以支票（不计利息）退还予合资
格股东或已有效承让未缴股款供股份之其他人士或（如属联名接纳人）名列首位之人士，有关支票将以平邮方式
寄往其各自之登记地址，邮误风险概由彼等自行承担。
PAL-9
接纳及付款手续
阁下如欲全数接纳暂定配额，须不迟于二零二五年八月四日（星期一）下午四时正（或于恶劣天气及╱或极端情况
下根据下文「恶劣天气或极端情况对接纳供股份并缴付股款之最后时限之影响」一段所述之较后日期或时间），
按本暂定配额通知书所印列之指示将本暂定配额通知书整份连同表格甲之丙栏所示接纳时应全数缴足之港元股款，
送达过户登记处联合证券登记有限公司，地址为香港北角英皇道338号华懋交易广场2期33楼3301-04室。所有股款
须以港元支付，并以香港持牌银行账户开出的支票或香港持牌银行发出的银行本票支付，以「CAPITAL REALM
FINANCIAL HOLDINGS GROUP LIMITED」为收款人，并以「只准入抬头人账户」划线方式开出。有关付款将构成
根据本暂定配额通知书及供股章程之条款在本公司之续存大纲及细则之规限下接纳暂定配额。本公司将不会发出
股款收据。
务请注意，除非原承配人或任何有效承让暂定配额之人士如上文所述不迟于二零二五年八月四日（星期一）下午四
时正（或于恶劣天气及╱或极端情况下根据下文「恶劣天气或极端情况对接纳供股份并缴付股款之最后时限之影
响」一段所述之较后日期或时间）将本暂定配额通知书连同表格甲之丙栏所示之适当股款交回过户登记处以作登记，
否则本暂定配额通知书下之有关暂定配额及其项下之一切权利及配额将被视为已遭拒绝及将予注销。本公司毋须
但可全权酌情将未有按照有关指示填妥之暂定配额通知书视作有效及对交回有关表格或代表其交回有关表格之人
士具有约束力。本公司可于较后阶段要求相关申请人将未填妥之暂定配额通知书填妥。
非包销基准
达成供股的条件后，不论暂定配发供股份的接纳水平，供股将按非包销基准进行。倘供股出现认购不足情况，
任何未获认购供股份连同除外股东未售供股份将由配售代理按尽力基准配售予配售项下之独立承配人。本公
司将不会发行供股下任何未配售的未获认购供股份或除外股东未售供股份，而供股的规模将相应削减。百慕
达法律下概无有关供股最低认购水平的适用法定规定。
由于供股将按非包销基准进行，任何股东如申请承购暂定配额通知书赋予之全部或部分配额，或会无意招致须根
据收购守则就股份作出全面要约。因此，供股将按以下条款进行：本公司将就股东之申请作出规定，如供股份
未获悉数承购，任何股东（香港中央结算（代理人）有限公司除外）就其于供股项下保证配额提出的申请将根据上市
规则第7.19(5)(b)条之附注缩减至不会触发相关股东须根据收购守则作出全面要约责任的水平进行。
转让
阁下如欲转让 阁下根据本暂定配额通知书获暂定配发之供股份之全部认购权，必须填妥及签署「转让及提名表
格」（表格乙），并将本暂定配额通知书送交承让权利之人士或经手转让权利之人士。其后，承让人须填妥及签署「登
记申请表格」（表格丙），并须不迟于二零二五年八月四日（星期一）下午四时正（或于恶劣天气及╱或极端情况下根
据下文「恶劣天气或极端情况对接纳供股份并缴付股款之最后时限之影响」一段所述之较后日期或时间）将本暂
定配额通知书整份连同表格甲内之丙栏所示接纳时应缴付之全部股款送达过户登记处联合证券登记有限公司，地
址为香港北角英皇道338号华懋交易广场2期33楼3301-04室。
务请注意， 阁下转让有关供股份之认购权予承让人及承让人接纳有关权利均须缴付香港从价印花税。
PAL-10
分拆
阁下如仅欲接纳部分暂定配额，或转让 阁下根据本暂定配额通知书获暂定配发之供股份之部分认购权，或向
超过一名人士转让 阁下之全部或部分权利，则须不迟于二零二五年七月二十五日（星期五）下午四时正将原暂
定配额通知书交回及送达过户登记处联合证券登记有限公司（地址为香港北角英皇道338号华懋交易广场2期33楼
3301-04室）予以注销，过户登记处将会注销原暂定配额通知书并按所需数目发出新暂定配额通知书。新暂定配额
通知书将可于 阁下交回原暂定配额通知书后第二个营业日上午九时正后于上文所载过户登记处之地址领取。
恶劣天气或极端情况对接纳供股份并缴付股款之最后时限之影响
倘香港天文台发出八号或以上热带气旋警告信号、「黑色」暴雨警告或超级台风造成的「极端情况」，接纳供股份
并缴付股款之最后时限将不会如期发生：
(i) 于最后接纳时限到期之日的当地中午十二时正前的任何时间在香港生效但于中午十二时正后不再生效，则
接纳供股份并缴付股款之最后时限将延长至该营业日下午五时正；或
(i) 于最后接纳时限之日的当地中午十二时正至下午四时正期间的任何时间在香港生效，则接纳供股份并缴
付股款之最后时限将改为于上午九时正至下午四时正期间任何时间该等警告均未在香港生效的下一营业日
的下午四时正。
倘接纳供股份并缴付股款之最后时限未能于现时预定的日期进行，则供股章程「预期时间表」所述的日期或会受
到影响。本公司将就预期时间表之任何变动在实际可行的情况下尽快以公告之方式通知股东。
概无零碎配额
按于记录日期合资格股东每持有一(1)股份获暂定配发三(3)股供股份之基准，供股将不会产生供股份的零碎
配额。
买卖股份及未缴股款供股份之风险警告
务请注意，股份已于二零二五年七月十日（星期四）开始按除权基准买卖。未缴股款供股份将于二零二五年七月
二十三日（星期三）至二零二五年七月三十日（星期三）（首尾两天包括在内）开始买卖。倘于二零二五年八月十四日（星
期四），任何一项供股条件未获达成，则供股将不会进行。
直至供股之所有条件获达成当日前买卖股份及╱或未缴股款供股份之任何股东或其他人士，将因而承担供股可
能不会成为无条件或可能不会进行之风险。
本公司股东及潜在投资者于买卖股份及╱或未缴股款供股份时务请审慎行事。任何人士（包括本公司股东及潜
在投资者）如对本身之状况或将予采取之行动有任何疑问，务请咨询本身之专业顾问。
支票及银行本票
所有支票或银行本票将于收讫后随即过户，而有关款项赚取的所有利息（如有）将拨归本公司所有。填妥暂定配额
通知书并连同缴付所申请供股份之股款支票或银行本票一并交回，即表示申请人保证支票或银行本票可于首次
过户时兑现。在不影响本公司与此有关的其他权利的情况下，本公司保留拒绝受理任何支票或银行本票于首次过
户时未获兑现的暂定配额通知书的权利，而在该情况下，该暂定配额及其项下一切权利及配额将被视作已遭拒绝
及将予注销。
PAL-11
供股的股票及退款支票
待供股条件达成后，缴足股款供股份之股票预期将于二零二五年八月二十日（星期三）或之前以普通邮递方式寄
发至有权收取股票之人士之登记地址，邮误风险概由彼等承担。每位股东将就所有配发股份获发一张股票。倘供
股未能成为无条件，不计利息之退款支票预期将于二零二五年八月二十日（星期三）或之前以普通邮递方式寄发至
各申请人之登记地址，邮误风险概由彼等承担。
派发本暂定配额通知书及其他章程文件
本暂定配额通知书仅向合资格股东寄发。
章程文件将不会根据香港以外任何司法权区之适用证券法例进行登记或存档。本公司并无采取任何行动，以批准
在香港以外任何地区提呈发售供股份或派发章程文件。
因此，倘任何人士在香港以外任何地区接获任何章程文件之文本，除非在该地区可合法提呈有关要约或邀请而毋
须遵守其任何登记或其他法律或监管规定，否则不可视作提呈申请供股份之要约或邀请。
于香港以外地区有意申请供股份之合资格股东，须于取得认购供股份之任何权利前自行遵守相关地区之法例
及规例（包括取得任何政府或其他同意及就此缴付任何有关司法权区规定须缴付之税项及征费）。任何人士就供股
股份之接纳或申请将被视为构成有关人士向本公司之声明及保证，表示有关当地法律及规定已获全面遵守。 阁
下如对自身的情况有任何疑问，应咨询 阁下之专业顾问。倘本公司相信接纳供股份的任何申请将会触犯任何
司法权区的适用证券或其他法例或规例，则本公司保留权利拒绝接纳有关申请。为免生疑问，香港结算或香港中
央结算（代理人）有限公司概不作出任何上述声明及保证或受其规限。
一般事项
本暂定配额通知书连同（如相关）宣称由获发本暂定配额通知书人士所签署之「转让及提名表格」（表格乙）一经交回，
即表示交回之人士或各方就处理本暂定配额通知书及收取分拆暂定配额通知书及╱或供股份之股票拥有最终所
有权凭证。供股章程的更多文本可于过户登记处联合证券登记有限公司索取，地址为香港北角英皇道338号华懋交
易广场2期33楼3301–04室。
个人资料收集 — 暂定配额通知书
阁下填妥、签署及交回本暂定配额通知书随附表格，即表示同意向本公司、过户登记处及╱或彼等各自之顾问及
代理披露个人资料及彼等所需有关 阁下或 阁下为其利益而接纳暂定配发供股份的人士之任何资料。香港法
例第486章个人资料（私隐）条例（「该条例」）赋予证券持有人权利向本公司或过户登记处确定是否持有彼等之个人
资料、索取有关资料之文本及更正任何不准确之资料。根据该条例，本公司及过户登记处有权就处理任何查阅资
料之要求收取合理费用。有关查阅资料或更正资料或有关政策及惯例以及持有资料种类之资料的所有要求，应寄
往(i)本公司（注册办事处的地址为香港九龙旺角弥敦道664号惠丰中心17楼1701室，或根据适用法律不时作出通知
之地点）并以公司秘书为收件人，或(i)（视情况而定）过户登记处（上文所示地址）并以私隐合规主任为收件人。
此 致
列位合资格股东 台照
代表
资本界金控集团有限公司
主席
邓东平
谨启
二零二五年七月二十一日
PAL-12